Director, Global Compliance at Harbor
United States
<p><span data-contrast="none">Harbor is seeking a </span><strong><span data-contrast="none">Director of Global Compliance</span></strong><span data-contrast="none"> to establish, lead, and continuously evolve the Company's global compliance function.</span><span data-ccp-props="{}"> </span></p> <p><span data-contrast="none">Reporting directly to the General Counsel, this is a rare opportunity to build a critical enterprise capability from the ground up. The Director will create the governance, policies, controls, and operating framework necessary to support a rapidly growing global organization while ensuring compliance remains a strategic business enabler rather than an administrative function.</span><span data-ccp-props="{}"> </span></p> <p><span data-contrast="none">This role is ideal for someone who enjoys creating scalable infrastructure while remaining actively involved in the day-to-day work required to operate an effective compliance program. As the sole compliance leader, this individual will be expected to personally develop policies, conduct investigations, implement processes, deliver training, build reporting, support acquisitions, and partner closely with leaders across the business.</span><span data-ccp-props="{}"> </span></p> <p><span data-contrast="none">Success in this role requires strong business judgment, operational excellence, and a pragmatic approach to balancing appropriate risk management with Harbor's entrepreneurial, acquisition-focused growth strategy. This is a remote position that can be worked from anywhere in the USA (EST/CST preferred).</span></p> <hr> <h4><span data-contrast="none">Key Responsibilities:</span><span data-ccp-props="{}"> </span></h4> <p><strong><span data-contrast="none">Build Harbor's Global Compliance Function</span></strong><span data-ccp-props="{}"> </span></p> <ul> <li><span data-contrast="none">Design, implement, and continuously improve Harbor's global compliance program. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Develop the long-term compliance strategy, operating model, governance framework, and multi-year roadmap. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Create scalable policies, processes, and internal controls that support rapid organizational growth. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Establish enterprise compliance standards that can evolve alongside Harbor's expanding global footprint. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Recommend future organizational structure, technology investments, and resource needs as the function matures. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Build compliance into business operations in a way that enables growth while maintaining appropriate governance. </span><span data-ccp-props="{}"> </span></li> </ul> <p><strong><span data-contrast="none">Lead Compliance Operations</span></strong><span data-ccp-props="{}"> </span></p> <ul> <li><span data-contrast="none">Draft and maintain global compliance policies and procedures. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Lead internal investigations and ethics matters. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Manage whistleblower reporting and case management. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Conduct enterprise compliance risk assessments. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Develop and deliver compliance training and awareness programs. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Create executive dashboards, metrics, and reporting. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Monitor compliance activities and recommend continuous improvements. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Maintain governance documentation and supporting records. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Coordinate external advisors and consultants when appropriate. </span><span data-ccp-props="{}"> </span></li> </ul> <p><strong><span data-contrast="none">Support Growth through Mergers & Acquisitions</span></strong><span data-ccp-props="{}"> </span></p> <ul> <li><span data-contrast="none">Conduct compliance due diligence during acquisitions. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Identify compliance and regulatory risks associated with target companies. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Develop post-close compliance integration plans. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Harmonize policies, governance, and compliance practices across acquired businesses. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Build repeatable compliance integration playbooks that support Harbor's ongoing acquisition strategy. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Ensure compliance programs scale efficiently as the business grows through M&A. </span><span data-ccp-props="{}"> </span></li> </ul> <p><strong><span data-contrast="none">Drive Operational Excellence</span></strong><span data-ccp-props="{}"> </span></p> <ul> <li><span data-contrast="none">Design repeatable, scalable operating processes. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Develop compliance KPIs and executive reporting dashboards. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Measure program effectiveness using data and meaningful performance metrics. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Identify opportunities to automate manual compliance activities. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Evaluate and implement compliance technology solutions where appropriate. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Support internal and external audit activities. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Foster a culture of continuous improvement across the compliance function. </span><span data-ccp-props="{}"> </span></li> </ul> <p><strong><span data-contrast="none">Enterprise Risk & Governance</span></strong><span data-ccp-props="{}"> </span></p> <ul> <li><span data-contrast="none">Lead enterprise compliance risk assessments. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Monitor global regulatory developments affecting Harbor. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Develop mitigation strategies for emerging risks. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Oversee policy governance and lifecycle management. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Support enterprise record retention and governance initiatives. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Establish monitoring and testing activities to evaluate compliance effectiveness. </span><span data-ccp-props="{}"> </span></li> </ul> <p><strong><span data-contrast="none">Business Partnership</span></strong><span data-ccp-props="{}"> </span></p> <ul> <li><span data-contrast="none">Develop trusted relationships across the organization and serve as a strategic advisor to leadership partnering closely with General Counsel, Executive Leadership Team, Human Resources, Finance, Information Security, Corporate Development, External Counsel and more. </span><span data-ccp-props="{}"> </span></li> </ul> <h4><span data-contrast="none">Qualifications:</span><span data-ccp-props="{}"> </span></h4> <p><strong><span data-contrast="none">Required</span></strong></p> <ul> <li><span data-contrast="none">Bachelor's degree required I don’t think the person needs to be a lawyer. I have worked with quite a few compliance people and none have been lawyers but they have been terrific at the position. I think we will limit ourselves with this preference and will have to pay more if we try to hire a JD.</span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">8-12+ years of progressive compliance, legal, ethics, or regulatory experience. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Experience building or significantly transforming a corporate compliance program. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Experience supporting global organizations across multiple jurisdictions. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Strong experience developing governance frameworks, policies, and internal controls. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Demonstrated success leading internal investigations and ethics programs. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Experience developing enterprise compliance training and awareness initiatives. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Strong project management and organizational skills. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Exceptional written and verbal communication abilities. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Ability to influence senior leaders without direct authority. </span><span data-ccp-props="{}"> </span></li> </ul> <p><strong><span data-contrast="none">Preferred</span></strong></p> <ul> <li><span data-contrast="none">Experience within a private equity-backed organization. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Experience supporting a rapidly scaling business. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Professional services, consulting, technology, or legal industry experience. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Experience supporting domestic and international acquisitions. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Experience integrating acquired businesses into enterprise governance frameworks. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Experience implementing governance or compliance technology platforms. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Certified Compliance & Ethics Professional (CCEP) or comparable certification. </span><span data-ccp-props="{}"> </span></li> </ul> <p><strong><span data-contrast="none">Leadership Profile</span></strong></p> <p><span data-contrast="none">The successful candidate is a builder, operator, and trusted business advisor who is energized by creating structure in a fast-moving environment.</span><span data-ccp-props="{}"> </span></p> <p><span data-contrast="none">They demonstrate:</span><span data-ccp-props="{}"> </span></p> <ul> <li><span data-contrast="none">A builder's mindset with a passion for creating scalable enterprise capabilities. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">A strong operational orientation and willingness to personally execute critical work. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Excellent commercial judgment and the ability to balance business objectives with appropriate risk management. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Comfort operating in a private equity-backed, high-growth environment where priorities evolve quickly. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">A bias toward action, accountability, and measurable results. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Strong analytical and problem-solving skills supported by data-driven decision making. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Outstanding collaboration and relationship-building abilities. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Intellectual curiosity and a continuous improvement mindset. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Executive presence with the confidence to influence and appropriately challenge senior leaders. </span><span data-ccp-props="{}"> </span></li> </ul> <p><strong><span data-contrast="none">What Success Looks Like</span></strong><span data-ccp-props="{}"> </span></p> <p><span data-contrast="none">Within the first 12-18 months, you will:</span><span data-ccp-props="{}"> </span></p> <ul> <li><span data-contrast="none">Build Harbor's first enterprise-wide global compliance function. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Develop and implement a comprehensive compliance strategy and governance framework. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Launch core compliance policies, training, and reporting programs. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Complete a global enterprise compliance risk assessment. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Establish executive and Board-ready compliance dashboards and metrics. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Create scalable operating processes that support Harbor's continued growth. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Successfully integrate newly acquired businesses into Harbor's compliance program. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Establish Compliance as a trusted strategic partner that enables growth while protecting the Company. </span><span data-ccp-props="{}"> </span></li> <li><span data-contrast="none">Lay the foundation for a mature, scalable compliance organization capable of supporting Harbor's long-term global expansion.</span><span data-ccp-props="{}"> </span></li> </ul><div class="content-conclusion"><p><strong><span class="x_ContentPasted0">About Us:</span></strong></p> <p><span class="x_ContentPasted0">Harbor is the preeminent provider of expert services across strategy, legal technology, operations, and intelligence. Our globally integrated team of 900+ strategists, technologists, and specialists navigate alongside our clients – leading law firms, corporations, and their law departments – to provide essential resources and invaluable insights. Anchored in a rich heritage of deep knowledge, steadfast relationships, and mutual respect, our unwavering dedication lies in shaping the future of the legal industry and fostering enduring partnerships within our community and ecosystem.</span></p> <p><em><span class="x_ContentPasted0">Harbor is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, ethnicity, color, religion, sex, sexual orientation, gender identity, marital status, civil union status, national origin, ancestry, age, parental status, disabled status, veteran status, or any other legally protected classification, in accordance with applicable law.</span> </em></p></div>
Apply Now